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Stages

Stages is a developmental model by Terri O’Fallon. It describes how, over the course of a life, the way people perceive and interpret themselves, others, and the world changes. The twelve researched stages arise from three simple questions, and Kim Barta has built on them a clear view of shadow: of the parts of us we don’t know yet.

  • Development and consciousness

Introduction

When the lens changes

What was just now the lens you look through at some point becomes something you can look at. That is how Stages describes development: not as an ascent, but as a growing number of perspectives you can take.

This helps you understand why people interpret the same situation so differently, and why something that is really a transition sometimes feels unsettling.

Background

Where the model comes from

Stages stands in the tradition of ego development research. Jane Loevinger used a sentence completion test to study how people make meaning. Susanne Cook-Greuter refined the instrument and introduced the distinction between person perspectives. Terri O’Fallon developed a new scoring system from this, and Kim Barta contributed the shadow models.

The core idea: earlier models sorted observed patterns into categories. Stages asks about the parameters that give rise to development in the first place. A few features switch on and off in different combinations, similar to DNA, and each combination produces its own way of experiencing the world.

Three questions

Each stage is defined by three questions:

  1. What is the object of awareness: the concrete, the subtle, or awareness itself? Concrete is the house you can see. Subtle is the assumption that it is a home. MetAware is noticing that you form such assumptions.
  2. Is it about me or about us? This is the social preference: individual or collective.
  3. How do I learn: receptive (taking in), active (shaping), reciprocal (mutuality), or interpenetrative (one within the other)? This is the engine of development.

Twelve stages in one grid

Three tiers, each passing once through all four ways of learning: that makes twelve stages. The names are technical terms of the model, not judgments.

Tier I · receptive I · active we · reciprocal we · interpenetrative
Concrete 1.0 impulsive 1.5 egocentric 2.0 rule-oriented 2.5 conformist
Subtle 3.0 expert 3.5 achiever 4.0 pluralist 4.5 strategist
MetAware 5.0 construct-aware 5.5 transpersonal 6.0 universal 6.5 illumined

Because the pattern repeats, the same process returns on a new level: at 1.0 the contours of the body are discovered, at 3.0 the contours of thinking and feeling, at 5.0 those of one’s own awareness. Once you have understood a pattern, you recognize it again on every tier. A fourth tier is assumed only as a hypothesis, as long as research data is lacking.

On every tier, the same sequence of seeing also repeats: “I see me,” then “I see that you see me,” then “I see that you are like me.” Self-discovery and connectedness swing back and forth.

What each stage contributes

The following descriptions refer to the map, not to people. The early stages are usually passed through in childhood and remain available as capacities for a lifetime.

  • 1.0 impulsive Discovering your own body through the senses. Gifts: openness, trust.
  • 1.5 egocentric Using the body, “I” and “mine.” Gifts: initiative, spontaneity, joy.
  • 2.0 rule-oriented The other is a person “just like me.” Gifts: reciprocity, fair rules, friendship.
  • 2.5 conformist Becoming one with your own principles. Gifts: belonging, reliability, devotion.
  • 3.0 expert Thinking about your own thinking. Gifts: curiosity about ideas and connections.
  • 3.5 achiever Realizing plans with growing precision. Gifts: creative drive, reflection.
  • 4.0 pluralist Seeing yourself as others see you. Gifts: compassion, interest in feedback.
  • 4.5 strategist Shaping systems so that the well-being of all becomes possible. Gifts: seeing the value of all earlier perspectives.
  • 5.0 construct-aware Recognizing that we construct meanings and boundaries.
  • 5.5 transpersonal Consciously building new constructs, knowing that they are constructs.
  • 6.0 universal Awareness opens into a wide, connected space.
  • 6.5 illumined An embodied understanding of the paths of development, from fullness to stillness.

Each stage also has its typical challenge, such as the strong pull of the group at 2.0, or images of the future mistaken for reality at 3.5. The model’s recommendation is clear: don’t strive for “height,” but be healthy and clear wherever you are living right now.

States and stages

States

Temporary: focusing, witnessing, spaciousness, joy, awe, sadness. Also noticing your own thoughts.

Stages

Successive perspectives that include and transcend the earlier ones. A stable way of interpreting the world.

The two grow into each other, and O’Fallon sums this up in four guiding principles:

  1. State It is necessary but not sufficient. Experience alone is not yet development.
  2. Confusion Every transition begins with a typical question such as “What is real?” It is part of the process.
  3. Stability The state is turned toward the confusion and so becomes part of a new perspective.
  4. Turning back The mature stage turns back on its own self and opens the next state.

Development, then, is not a straight ascent, but a swinging, spiral process of experiencing and structuring.

Shadow according to Kim Barta

Shadow is simply the part of you that you don’t know. Barta uses a window with four panes for this:

Public self

What I and others know about me.

Private self

What only I know about me.

Blind self

What others see in me but I don’t. This is where shadow begins.

Unknown self

What no one knows. This, too, is part of the shadow.

Shadow includes not only what is painful, the dark shadow, but also wonderful things you don’t know about yourself, the golden shadow. It arises when a burden exceeds what the “cup of conscious capacities” can hold: it overflows into the unconscious and becomes a split-off part. It shows up, for example, when you sabotage a goal or suddenly react like a younger version of yourself.

Barta distinguishes three classes, each with its own direction of work:

  • Introjections Adopted beliefs that don’t fit, often recognizable by “should,” “must,” “mustn’t.” Direction: let go and give them back to where they came from.
  • Projections Something of your own is placed outside, for example as anger about how others “should” be. Direction: make it your own again.
  • Splits Inner parts work against each other, head against heart, plan against behavior. Direction: integrate, by letting the parts understand their good intention.

The direction of work has to fit the kind of shadow: according to Barta, an adopted pattern that you try to integrate digs itself in deeper. And not everything is shadow. Biological issues, sadness after a loss, inexperience, and the restlessness of growing into a larger worldview are something else.

Common misunderstandings

  • “Later is better.” Every stage has its healthy form; later ones build on earlier ones.
  • “A profound experience shows how far along someone is.” States are necessary but not sufficient.
  • “I can place myself using a list.” The descriptions are a map, not a self-test. An assessment belongs in trained hands.
  • “Shadow is the bad in me.” Shadow is the unknown, including hidden strengths.

Stages is not a ranking of people and not a label. The research is still evolving, and the later stages are less well established than the early ones. Shadow work doesn’t replace professional help: acute crises and illnesses belong in the hands of doctors or psychologists.

Key points

  • Three questions generate twelve stages: What is the object of my awareness, is it about me or about us, and how do I learn?
  • Healthy rather than high: every stage has its gifts and stumbling blocks; later ones include earlier ones.
  • Shadow is the part of you that you don’t know. That includes hidden strengths.

Further reading

Books

  • Terri O’Fallon, Kim Barta: Die STAGES-Matrix Roadmap. Entwicklungsperspektiven in einem Modell von heute, 2018.
  • Terri O’Fallon: States and STAGES: Waking up Developmentally. Integral Review 16(1), 2020.
  • Kim Barta: Illuminating Shadow. Mapping the Dark Side of Consciousness (Manual, 2021) and Illuminate My Shadow (Workbook, 2021).